This is an AAO appeal decision — a case denied once and appealed. It shows how the framework is applied; it is not the filing population.
The Petitioner, a security systems and electrical engineer, proposed to work as CEO of his own company designing, selling, and installing smart home automation and security-monitoring technology products.
Field: security systems and electrical engineering / smart home technology · Read the decision (uscis.gov)
Prong 1 — national importancenot established · dispositive
“the record does not demonstrate it would have significant potential to employ U.S. workers, have substantial positive economic impact, broadly impact the industry on national or global level beyond his business and customers”
“These projections, however, lack corroborating evidence that would objectively substantiate them.”
“The Petitioner's reliance on his aspirational business plan, support letters, and general industry reports, thus, does not demonstrate that his proposed endeavor has a significant potential to employ U.S. workers or will have substantial positive economic effects that may indicate national importance.”
AAO decision text
How the evidence was treated
- business plan · discounted
“These projections, however, lack corroborating evidence that would objectively substantiate them.”
AAO decision text - resume experience · discounted
“the referenced evidence and assertions focus on his experience and skills and relates to Dhanasar's second prong”
AAO decision text - recommendation letter · discounted
“the record...does not demonstrate how his proposed work would have the broader implications for the industry and U.S. economy as he claims, beyond his business and clientele”
AAO decision text - patents · discounted
“he does not claim, and the record does not include any evidence, that his foreign patent made any industry-wide impact in the United States”
AAO decision text - other · discounted
“general industry reports, thus, does not demonstrate that his proposed endeavor has a significant potential to employ U.S. workers”
AAO decision text
Where this case turned
- Business plan speculative · p1 — projections without a documented basis or steps
- Economic claims unsupported · p1 — job/revenue projections with no corroborating basis
- Local, not national scope · p1 — impact confined to clients / a region
Notable
This was a second appeal following a prior AAO remand. The AAO discussed at length whether the Petitioner's RFE response describing a new CEO role constituted an impermissible material change from the initially filed endeavor (citing Katigbak and Izummi), though it ultimately assumed no material change and still found no national importance. The AAO also noted that a newly filed U.S. provisional patent application submitted on appeal 'will not be examined for patentability and will become abandoned' within twelve months, undermining its evidentiary value.
Authorities this decision leans on
From the doctrinal survivor set — 187 authority tests across 47 distinct authorities cleared the differential-lift gates. Only those appear here.
- 8 C.F.R. 103.2(b)(12)
- 8 C.F.R. 204.5(g)(1)
- 8 C.F.R. 204.5(k)(2)
- Flores v. Garland
- Matter of Izummi
- Matter of Katigbak
What this case teaches
Analyst reading of the decision text.
Petitioner failed to show national importance: unsubstantiated business projections, no evidence of industry-wide adoption or impact beyond his own clientele, and a material shift from engineer to CEO role.
Support national importance with corroborated, endeavor-specific evidence of broad economic/industry impact—not aspirational projections or personal credentials better suited to prong two.
vague
economic_job_creation · economic_growth_generic · field_advancement
person_focused
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